Over the past 3 years, the Financial Conduct Authority and the Prudential Regulation Authority have handed out over 拢1 billion in fines to the financial services industry. With increasing expectations on organisations and their senior managers, a structured approach to compliance management is absolutely essential.
Your Complimentary Checklist
The Banking and Lending checklist is designed for organisations operating in banking sector in the UK. Through a set of 13 core obligations and sub-obligations that a CRR bank must consider when establishing and maintaining its banking operations, including the new Consumer Duty as well as the numerous FCA and PRA requirements.
Download the checklist
* denotes a required field