What is Regulatory Compliance?
½Û×ÓÊÓƵ is strengthening the response of governance, risk and compliance functions to the demands of an increasingly complex regulatory environment by applying world-class legal expertise to a new technology solution: ½Û×ÓÊÓƵ Regulatory Compliance.
½Û×ÓÊÓƵ Regulatory Compliance is an always up-to-date obligations register. It offers concise guidance on exactly which regulations you should follow and how to be compliant with them. Real-time alerts ensure that, when legislation changes, you know what to do about it. We advise you on exactly which action to take, why to take it and what the consequences are of non‑compliance.
Our Modules
- Anti-Bribery & Corruption
- AML-CFT
- Asset Management
- Banking And Lending
- Casinos & Gambling
- Competition
- Consumer Protection
- Corporations
- Cybersecurity
- Employment
- England and Wales Solicitors Regulation
- Financial Sanctions
- Financial Services Authorisation
- Insurance
- Modern Slavery
- Payment Services
- Privacy & Data Protection
- Tax
- Workplace Health & Safety
Why use ½Û×ÓÊÓƵ Regulatory Compliance?
Spend more time adding value and less time chasing compliance. We’ll do the hard work for you.
Maintain your compliance obligations
Be across everything your organisation needs to be compliant with. Ensure you are compliant with industry regulation and above all, the law.
Access to expert support
Only work with the latest obligations. Our experts monitor legislation and automatically update your registers so you don’t have to.
Improve your workflow
Checklists. Flowcharts. Templates. The tools you need to streamline your compliance management.
Work with confidence
Integrate into your GRC system. With obligations automatically in your workflow, it’s easy to monitor and delegate.
Bespoke packages individual to you
Each module can be purchased individually or as a package, so you can acquire only the content relevant to you.
Improve response time
The register shows you exactly what needs to be done and, with explanatory guidance, how to do it.
Stay one step ahead
Receive real-time email alerts on today's legislation. Know what has changed and get expert guidance on what to do next.
Easy-to-apply obligations
Our legal experts translate the obligations into simple English. No matter your speciality—compliance can be effortless.
Resources and Insight
EU ASSET MANAGEMENT
EU Asset Management Checklist
The asset management industry in the European Union faces a complex regulatory landscape. Navigating this landscape poses significant challenges for asset managers in terms of compliance, reporting, and operational processes.
Our latest EU Asset Management checklist allows you to identify the compliance obligations for firms operating in the EU asset management industry, including MiFID II, IFR/IFD, UCITS Directive, AIFMD and the ELTIF Regulation.
ESG
ESG compliance checklist
One of the most important topics affecting all businesses, globally, is Environmental, Social and Governance (ESG) compliance. Regulators, investors and society at large all increasingly expect businesses to address and report on ESG matters. How well your business handles ESG today, will determine how successful and sustainable it is tomorrow. This complimentary checklist can help you to deliver on your ESG strategy and reporting requirements.
BANKING
Banking and Lending checklist
Over the past 3 years, the Financial Conduct Authority and the Prudential Regulation Authority have handed out over £1 billion in fines to the financial services industry.
The Banking and Lending checklist is designed for organisations operating in the UK banking sector. It provides an overview of the obligations that a CRR bank must consider when establishing and maintaining its banking operations, including the new Consumer Duty as well as the numerous FCA and PRA requirements.
SOLICITORS REGULATION
SOLICITORS REGULATION CHECKLIST
Solicitors in England and Wales are governed by a framework of legal services and solicitors legislation which controls the provision of legal services and restricts the practice of certain legal activities.
The England and Wales Solicitors Regulation Checklist addresses the requirements solicitors and legal firms need in order to demonstrate their commitment to professionalism, accountability and the rule of law, thereby upholding the integrity of the legal profession and protecting clients’ interests.
EU PAYMENTS
EU PAYMENTS CHECKLIST
Payment companies operating in the EU face a complex regulatory landscape, including the revised Payment Services Directive (PSD2) which introduces requirements for strong customer authentication, open banking, and third-party access to payment accounts.
Download your complimentary EU Payments checklist today! It provides a detailed coverage of the EU payment systems regime including the Payment Services Directive 2 (PSD2) and Single Euro Payments Area (SEPA) regulations.
AI
EU AI SYSTEMS CHECKLIST
As organisations increasingly adopt AI systems to drive innovation and efficiency, they face the challenge of ensuring these powerful technologies are used responsibly, while navigating the complex regulatory landscape.
Download this free EU AI systems checklist. This checklist can help you decode the intricacies of the AI regulatory landscape for the EU. It covers topics such as High Risk AI Systems, System Integrity Requirements, Disclosure Requirements, Personal Data Processing and more.
ESG
USING ROBUST GOVERNANCE PRACTICES IN ESG TO STAMP OUT GREENWASHING WEBINAR
ESG – Environment, Social, Governance – is a critical focus for organisations worldwide and across industries. Pressures come from all angles: corporate investors, stakeholders, boards, regulators, employees, customers, partners, and society in general. Organisations have to do something for ESG, and the pressures are mounting.
In this webinar, we will explore how an organisation can maintain its ESG integrity and avoid greenwashing using robust governance practices.
EU AML-CTF
EU AML-CTF Checklist
The European Union (EU) has implemented robust measures aimed at combating money laundering (ML) and the financing of terrorism (FT) within its jurisdiction. These measures are essential for safeguarding financial systems and ensuring national and international security.
Download your complimentary EU AML-CTF compliance checklist which helps you understand the expectations of establishing and maintaining a procedure to detect and deter money laundering and terrorist financing within your organisation.
TAX
UK TAX CHECKLIST
Are you across the significant consequences that organisations face if they are found to have breached or not complied with their tax legal obligations?
Download this free UK Tax compliance checklist. This checklist can help you understand your obligations related to tax legislation in the UK. It covers topics such as Payroll, National Insurance Contributions, Corporation Tax, Climate Change Levy, Bank Levy, Business and Non-Domestic Rates and more.
GRC Partners
We work closely with our GRC partners to integrate ½Û×ÓÊÓƵ Regulatory Compliance directly into your existing GRC / ERM systems via an API. Here are some of our close partners.
Certified Integration Partner
When you see this badge, it means the GRC partner has completed our certification assessment and have fully integrated our solution on their platform.
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