Checklists
UK prudential regime for banks and designated investment firms—timelineThis timeline shows key developments relating to the UK prudential framework...
25th Apr
Checklists
Alternative Investment Fund Managers Directive (AIFMD)—timeline (2009–2023) [Archived]ARCHIVED: This timeline is archived and is no longer maintained....
25th Apr
Checklists
UK Solvency II—timelineThis timeline shows key developments relating to the UK's Solvency II regime.For earlier developments see Solvency II—timeline...
25th Apr
Checklists
Cross border considerations (Brexit)—checklistThe UK's departure from the EU has implications for practitioners dealing with cross border issues...
25th Apr
Checklists
Freezing injunctions and the impact of Brexit—checklist [Archived]ARCHIVED: This Checklist has been archived and is not maintained.This Checklist is...
25th Apr
Checklists
EU EMIR—timelineThis timeline shows key developments relating to Regulation (EU) 648/2012 (EU EMIR) from January 2024 onwards.For earlier...
25th Apr
Checklists
Digital assets and cryptoassets on death—checklistThe personal representatives (PRs) of an estate have a duty to administer the estate and this...
25th Apr
Checklists
Timeline of penalties, sanctions and criminal offences in relation to offshore tax mattersSince 6 April 2011, a harsher penalties regime has applied...
25th Apr
Checklists
UK home ownership structures for overseas clients—tableSTOP PRESS: Abolition of non-dom regime and introduction of residence-based IHT regime Finance...
Produced in partnership with Kate Johnson and Rachel Morris of Wedlake Bell LLP
25th Apr
Checklists
IR35—the large and public client off-payroll regime—private sector checklistUnder the large and public client off-payroll regime, medium and large...
25th Apr
Checklists
Anti-bribery and corruption—monitoring and review—checklistUnder the Bribery Act 2010 (BA 2010), it is an offence for commercial organisations to fail...
25th Apr
Checklists
Anti-bribery and corruption—checklistThis anti-bribery and corruption Checklist is designed to help you determine whether you have the systems in...
25th Apr
Checklists
Checklist of issues to consider when instructing a notary on a loan transactionThis Checklist sets out the factors to consider when instructing a...
25th Apr
Checklists
Money laundering, terrorist financing and proliferation financing—checklistThis Checklist signposts relevant Precedents you can use or adapt to comply...
25th Apr
Checklists
SRA AML inspections—checklistThis Checklist is based on the SRA guidance on AML inspections, and identifies specific ½Û×ÓÊÓÆµÂ® Precedents you could...
25th Apr
Checklists
Money laundering, terrorist financing and proliferation financing—law firms—checklistThis Checklist signposts relevant Precedents you can use or adapt...
25th Apr
Checklists
Monitoring and review—law firms—checklistThis monitoring and review Checklist pulls together requirements in the Money Laundering, Terrorist Financing...
25th Apr
Checklists
Project management: key roles and governance—checklistProjects require team organisation, governance and reporting structures to be in place to...
24th Apr
Checklists
Issues in cryptoasset related civil claims—checklistThis Checklist on cryptoassets considers issues for dispute resolution lawyers to consider when...
Produced in partnership with Charlotte Hill of Penningtons Manches Cooper
24th Apr
Checklists
EU Markets in Financial Instruments Directive (MiFID II) and Markets in Financial Instruments Regulation (MiFIR)—timelineThis timeline shows key...
24th Apr